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Call +40 123 456 789
Free shipping on all orders over $75
Free shipping on all orders over $75
Call +40 123 456 789
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What Is An Investment Advisory Agreement

If the financial advisor has potential conflicts of interest, these may be disclosed in your own section of your advisory agreement. You can also check for potential conflicts of interest by checking the consultant`s ADV form on the SEC Investment Advisor Public Disclosure website. BrightPlan`s obligation to provide the services listed above rests with the customer who provides the information requested by BrightPlan about the customer. The client also assumes that BrightPlan does not directly manage, control or direct the client`s investments, including the purchase and sale of client securities, and does not offer current portfolio management services. When making investment recommendations for the client, BrightPlan only takes into account funds and securities held through accounts receivable. The client agrees that BrightPlan can refer the client to a traditional affiliate consultant if BrightPlan believes that the client would benefit from consultation with such an advisor or would be better served by having a more personalized investment plan with traditional financial advice. One of the questions you should get answered is how your information is handled and managed confidentially. In this section, you can once again mention the responsibility you have in communicating your information, and it may also include what the financial advisor makes of the information he receives from you. In this section of your investment advisory agreement, you may also be asked to realize that past performance is not an indicator of future results and that you are not putting the loss advisor in your portfolio. Use of the Site: The use of BrightPlan`s website and the tools it contains is subject to a separate terms and conditions agreement available on the site. The customer is also bound by such a terms of use contract, which can be changed from time to time.

The customer ensures that the customer verifies and understands the current terms of use and undertakes to review the terms of use no less than each year. The client understands that personal data, including data used to establish the investment profile, is collected electronically. The customer is authenticated by a username and password, and the customer is responsible for choosing a secure password and not sharing it for others. Unauthorized access to accounts receivable may result in unintended changes to the investment profile or other instructions from BrightPlan and BrightPlan, disclaims any liability for actions resulting from such unauthorized access, as explained in the Terms of Use. This section is usually at the forefront of an investment advisory agreement. It basically says that you and the financial advisor enter into an agreement in which you have concluded your services. Depending on the description of advisory services, compensation and fees may be the second most important part of your investment advisory contract.